Media Releases

2011

BM&FBOVESPA and BSM Choose NASDAQ OMX's SMARTS Integrity to Enhance Market Surveillance Operation

Exchange Groups Partner to Bring Greater Transparency to Brazilian Marketplace in Equities, Commodities and Bonds

NEW YORK, Sept. 15, 2011 (GLOBE NEWSWIRE) -- The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ), BM&FBOVESPA, the largest stock exchange in Latin America, and Bovespa Market Supervision (BSM), the Brazilian self-regulatory organization in charge of inspecting and supervising the transactions and the persons authorized to trade, today announced that they will use NASDAQ OMX's SMARTS Integrity market surveillance platform to monitor trading across their equities and commodities platforms.

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The Mako Group Selects NASDAQ OMX’s SMARTS Broker to Manage Derivatives Surveillance

LONDON, September 6, 2011 – The Mako Group (Mako), a leading provider of liquidity in derivatives, has selected NASDAQ OMX’s SMARTS Broker solution to monitor trading activity across its derivatives markets. Mako will launch SMARTS Broker surveillance coverage across Eurex, NYSE Euronext LIFFE in London, Paris and Amsterdam, Chicago Mercantile Exchange (CME), New York Mercantile Exchange (NYMEX), Chicago Board of Trade (CBOT) and Deutsche Borse (Xetra).

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2010

NASDAQ OMX to acquire world-leading market surveillance system provider SMARTS

nasdaq-omxInvestment to spur growth through diversification of commercial technology business

New York / Sydney, July 27, 2010 - The NASDAQ OMX Group, Inc. (NASDAQ:NDAQ) has signed an agreement to acquire SMARTS Group, the world-leading technology provider of market surveillance solutions to exchanges, regulators and brokers. This acquisition is part of NASDAQ OMX’s strategy to diversify its commercial technology business and enter the broker surveillance and compliance market. SMARTS will be part of the NASDAQ OMX Market Technology business, which delivers technology to over 70 marketplaces in more than 50 countries.

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SMARTS Signs its Largest Derivatives Exchange Customer

SMARTS, the global leader in market surveillance systems and services, has been selected by leading US-based global futures and OTC markets operator, IntercontinentalExchange (ICE) to install its market surveillance platform, SMARTS Integrity Platform to complement ICE’s existing market monitoring activities across ICE’s global futures exchanges.

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SMARTS’ Leading Market Surveillance Solution Available for CME Group Markets

SMARTS, the global leader in market surveillance systems and services has extended its leading SMARTS.broker product with coverage for Futures Commission Merchants (FMCs), Introducing Brokers (IBs) and other market participants who trade in the CME Group markets. The new product, unveiled today in Chicago, provides in-depth surveillance services across all futures and options instruments.

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SMARTS Selected by Swedbank for Market Surveillance System

SMARTS, a global supplier of market surveillance systems, would like to advise that Swedbank has recently implemented the SMARTS.broker trade surveillance service, which will provide Swedbank with a comprehensive suite of monitoring and alert services across the OMX Nordic markets (including First North) and Aktietorget. In the second phase of the service roll-out, it is anticipated that coverage will be extended to Burgundy MTF, OMX Derivatives and OMX Baltic markets.

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Credit Suisse Standard Securities Signs with SMARTS to Deliver World-leading Broker Market Surveillance Solution

SMARTS, the global leader in market surveillance technology, today announced that Credit Suisse Standard Securities (CSSS) has signed on to its internationally recognized SMARTS.broker market surveillance service. SMARTS.broker will provide the Broker with a comprehensive suite of monitoring and alert services to assist the firm with their surveillance and compliance requirements.

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ASIC selects SMARTS platform for supervision of Australian Financial Markets

SMARTS Group, the worldwide leader in market surveillance systems today announced it has been selected by the Australian Investment and Securities Commission (ASIC) to install its leading surveillance system SMARTS Integrity Platform.

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SMARTS and BATS Extend Surveillance Partnership to Europe

SMARTS Group, the worldwide leader in market surveillance systems today announced the completion of the installation of its leading real-time market surveillance system, SMARTS Integrity Platform at BATS Europe, following the implementation of a similar system for US-based BATS Exchange in 2009.

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Layering of Order Book and Spoofing Now Under the Spotlight with Launch of New SMARTS Alert

SMARTS Group, the global leader in market surveillance systems, recently launched a new Layering Alert for its broker product, SMARTS.broker. The new alert which is now standard with SMARTS.broker is designed to capture layering of the order book and spoofing.

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