SMARTS.broker
SMARTS.broker is a browser based application which is fast to implement, requires no upgrade or on-site maintenance, and comes with little or no hardware costs.
Through SMARTS.broker we are able to cost effectively increase the quality and efficiency of broker's monitoring and compliance functions. Beyond providing internal compliance with access to a surveillance tool and trading analysis functionality that is the equal to that available to the exchanges themselves, the deployment of the service results in the ability for compliance staff to focus on dealing with incidents and setting policies and procedures to avoid them in future – it thereby forms the backbone of an effective risk management strategy.
Benefits of SMARTS.broker include:
- Comprehensive coverage of all listed instruments on equity and derivative markets
- Access to all market abuse alert scenarios
- In-depth market data analysis tools
- Incorporates the latest regulatory changes
- Functionality that links options, futures and equities
- Hosting and maintenance of all data, software and hardware
- Can be configured to service OTC markets
SMARTS.broker empowers brokers to:
- Easily comply with market regulations and internal risk policies.
- Conduct their own internal surveillance, separately to any external monitoring by the exchange or regulator.
- Rapidly detect infringements well before regulators
- Access full historical trading data (including full order book or market depth quotes) for all listed instruments